TABLE OF CONTENTS 1. INTRODUCTION ...................................................................................................... 3 2. POLICY STATEMENT ............................................................................................. 3 3. SCOPE ........................................................................................................................ 4 4. ANTI-BRIBERY LAWS ........................................................................................... 4 5. GIFTS, ENTERTAINMENT, HOSPITALITY AND TRAVEL ............................... 5 6. FACILITATION PAYMENTS AND KICKBACKS ................................................ 7 7. CHARITABLE DONATIONS AND SPONSORSHIP ............................................. 8 8. POLITICAL CONTRIBUTIONS .............................................................................. 9 9. ASSOCIATED PERSONS AND THIRD PARTIES ................................................ 9 10. CONFIDENTIAL REPORTING ............................................................................. 12 11. CONSEQUENCE OF NON-COMPLIANCE AND DISCIPLINARY ACTION ....... 12 12. RECORD KEEPING AND MONITORING ........................................................... 12 13. ABOUT THIS POLICY ........................................................................................... 13 APPENDIX I – GLOSSARY .......................................................................................... 14 APPENDIX II – UNUSUAL TRANSACTIONS & REQUESTS (“RED FLAGS”) ........ 16 - 2 -